What is Compliance Management Systems

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  • čas přidán 29. 03. 2022
  • In this Compliance Clip, Adam talks about the core elements needed in a compliance management system including board of director oversight and the sub-elements of a compliance program. This video outlines the expectations of a CMS as outlined by the CFPB and other regulatory agencies.
    For more Compliance Clips and banking regulatory compliance resources, visit: www.compliancecohort.com
    If you are interested in a comprehensive Compliance Management Systems training, check out our program which takes a deep dive into the examiner expectations of a CMS for a financial institution. Click here for an overview of our CMS program: www.compliancecohort.com/vide...

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