The Six Phases of Compliance

The six phases of our compliance approach. Get your FREE Control Compliance analysis to find out if you have too many key controls in your SOX 404 plan. Also find out if you're updated to the new PCAOB internal control standards. Contact us today at:
www.avivaspectrum.com/contact-us

[@marqopolo9948]

This is my mom and I’m watching her videos from her ipad ❤️

[@nandatandon909]

she is so kool:)

[@nahighrange2209]

She's doing very good, well done.

[@kwrer6087]

Making Risk And Compliance Management A Priority , Read more on Global Banking & Finance Review. www.globalbankingandfinance.com/making-risk-and-compliance-management-a-priority/ #risk #compliance

[@u7617]

Lol

[@aandejani5289]

Good luck 👏

[@alexkeane1448]

I recently had my team being internally audited. We have an internal audit team - CCG (Core Compliance group) who do soft audit to ensure that all of the documentations are available per the compliance requirement. Thanks Sonia

[@jitendratrivedi6805]

Sonia, just want to understand how things work in actual world. This video was of great help.

[@MrDukeus]

Great video Sonia!

[@indumathynarayanan9709]

Very valuable information. Thanks

[@heoheobu0012]

I love your videos. Big love from Vietnam

[@The12thSeahorse]

Superior quality presentation!

[@vanessawhyte6856]

Thank you very much, excellent explanation.🤗

[@ccica]

Good presentation, Luna.

[@nannosuharno8805]

Thanks a lot. That’s such great explanation.

[@shane6500]

Thank you for the presentation..

[@FiscalRangersFlorida]

Interesting overview. I am a retired CIA, who started at the County of LA in the 1970's, then ARCO, Ashton-Tate (software), Nissan, etc. as a CIA focused on NON-compliance operational auditing. I mostly worked at firms that were industrial and profit motivated and mostly interested in operational improvements from internal audit. There were hardly any compliance standards then, and IIA was mostly focused on operational auditing. Now compliance work like SOX, COSO, etc. has overwhelmed them. Nothing beats finding a million dollar savings over spending 3-weeks to verify compliance of an obtuse regulation.

[@ElisYulianti-pm5pn]

Hi ms sonia , I come from Indonesia. Nice to see your presentation. Anyway I had experience as factory compliance officer also which supervising and monitoring about social compliance, health and safety and CTPAT.

[@manjunathkumaryadalam31]

Love your lecture
superb

[@rajeshkulkarni6041]

Hi Sonia , Thank you for nice , clear and easy to understand presentation if you have any slides on US GAAP then pl share

[@TheBebe4ever]

Excellent

[@salumukamba2615]

Incredible

[@Gydeline]

Thanks for the overview, some good points. My question would be, how does this/can this approach apply to smaller organisations who are resource and cash constrained? What is a simpler approach they could adopt to compliance?

[@itskomp]

Same approach, just in house.

[@hossainali3919]

স্যার,
কমপ্লায়েন্স জগতে ভালো মানের সার্টিফিকেশন এবং ভালো মানের সার্ভিস দেয়াটাই চ্যালেঞ্জিং , তবে আমরা, টীম ইন্ভেটিভ যতটুকু সম্ভব কাজ করে যাচ্ছি আমাদের সর্বশ্রেষ্ট শ্রম দিয়ে , আমাদের নিম্নে বর্ণিত কিছু উল্লেখযোগ্য সার্ভিস হলো -
১। আমরা BSCI অডিট পুরোটাই প্যাকেজ আকারে করে থাকি যার মধ্যে কন্সালটেন্সি , ডেভেলপমেন্ট , RSP সাপোর্ট , অডিট বডি কোর্ডিনেশন ইত্যাদি থাকে।
২। SEDEX অডিট প্যাকেজ আকারে করে দিচ্ছি ।
৩। আমরা আন্তর্জাতিক মানসম্পন্ন আইএএস এর আওতায় LMS Certification UK এর বাংলাদেশ লোকাল অফিস , আমরা ISO ৯০০১- কোয়ালিটি ম্যানেজমেন্ট সিস্টেম, ISO ১৪০০১ - এনভায়রনমেন্টাল ম্যানেজমেন্ট সিস্টেম , ISO ৪৫০০১ - OHSAS ইত্যাদি করে থাকি ।
৪। আমরা ভিবিন্ন ধরণের পরিবেশের এসেসমেন্টের কাজ করে থাকি যেমন EIA , EMP , শব্দ , আলো ইত্যাদি
এছাড়াও আমরা ETP স্থাপন করা, ফায়ার ডিটেকশন সিস্টেম ( Avenger UL ) সাপ্লাই দিতে পারি ।
আশা রাখি আমাদের সাথে থাকবেন ।
যোগাযোগ - এ ক মোঃ আরিফুল ইসলাম
ব্যবস্থাপনা পরিচালক
০১৯৭২২৭০২২৭
হোসাইন আহমেদ
অপারেশন ম্যানেজার এবং কোর্ডিনেটর
০১৭৫০২৪৬০৭৯

[@AamerAli]

Hi . Can you please let me know what is the difference between Compliance Framework and Compliance Program.

[@tarekhossain3541]

we need information about Leather footwear factory complince low .

[@healthcomplaint9415]

good luck that was useful

[@khalidqureshi945]

Thumbs up.....

[@askhan4890]

Can you please add subtitles as well, it will then easy to understand.

[@JonaliChatterjee]

What are the certifications that can be done for the compliance role?

[@christinafrancis713]

Could someone please answer this for me too?

[@Suga89]

Google Series 7 exam

[@Suga89]

@@christinafrancis713 series 7 exam

[@FiscalRangersFlorida]

Certified Internal Auditor - CIA - at TheIIA.org To verify "compliance", you are checking how processes match requirements in some specified standard, like AICPA, IIA, COSO, or more narrow ones specified for industries. So, know which standard, then look up if they have a certification for compliance specialists. However, the CIA does some compliance, but also non-compliance issues like corporate troubleshooting, operational auditing, etc. (I was one).

[@robertcheruiyot4264]

good

[@emanuelarkadi6923]

Good insight

[@justinlavine9209]

Does anyone know if ISO inspectors or trainers can legally lie to employees, or misrepresent the responsibilities of the employer's employees to said employees?

[@tarekhossain3541]

if you are agree / interest than we want to appoint to you our company

[@RajanRajan-ft1fs]

Mem I didn't understood because_of I still learning english,anyway thanks mem ,,if I watch more thus video I can understand ..,so I watch again

[@nikhil571060]

Good one Mam...!

[@SoniaLunaAvivaSpectrum]

Thank you I appreciate the comment. What other topics would interest you such that we continue to try our best in providing quality content. Thank you again.

[@nikhil571060]

Yes definitely

[@nikhil571060]

Mam,
Please provide the Statutory Compliance Planning and Corporate Compliance planning

[@vspot2505]

Excellent

[@victoriamatete822]

@@SoniaLunaAvivaSpectrum thanks for the good video madam,can you tell us what are the main compliance issues

[@tariqz5384]

Your plan has no information on how you use MIS of the client and how far your work is automated.