5 CHARACTERISTICS OF AN EFFECTIVE COMPLIANCE OFFICER! A Regulator's Perspective!

Compliance Officers have challenging jobs! There are those that are amazing and others who may be hindering their progress. Tune in to see what 5 characteristics I've seen in the Compliance Officers that are tremendously successful in such a demanding role!
Look out for future videos on compliance, inspections and FinTech!
#complianceofficers #riskmanagement #leadership #aml #strategy #financialservices #amlcft
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[@mohamedkassem4974]

Many thanks

[@CLib791]

I have been binge watching your CZcams videos all day. Thanks for sharing your knowledge.

[@passionforcompliance]

Thank you! I do hope they are useful! :)

[@opticallens1067]

Thank you for this information. I'm looking into going into compliance and get certified as one. This information on your channel is very helpful.

[@salumukamba2615]

Wonderful

[@BigDaddy4Real]

Great video

[@MiguelRivera-ug7dm]

Another insightful and profound compliance video. What are your thoughts on compliance certifications? I notice that many colleagues in compliance do not have CCEP, CCEP-I, CHC, etc. Of course having any certification has benefits to not having, yet these certifications do not provide any definitive assertion that a certified compliance officer possesses the 5 characteristics more than one who lacks certification.

[@passionforcompliance]

Thank you for your comments Miguel. The Compliance space specific to financial services continues to evolve quickly, and I do believe this may be why there are experienced and seasoned (and new) Compliance Officers who do not have some certifications. There are also different certifications dependent on what part of the world you are in to. We continue to watch this space.

[@7cTube]

👍

[@christinafrancis713]

How do we contact you?

[@passionforcompliance]

Thanks for reaching out. Check more recent videos for my LinkedIn details.